Cftc director of enforcement
WebCFTC Headquarters Three Lafayette Centre 1155 21st Street, NW Washington, DC 20581 202.418.5000 WebSep 27, 2024 · “These actions deliver a straightforward message to registrants: You are expected to abide by the Commission’s recordkeeping rules,” said Sanjay Wadhwa, Deputy Director of Enforcement. “The time is now to bolster your record retention processes and to fix issues that could result in similar future misconduct by firm personnel.
Cftc director of enforcement
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WebApr 10, 2024 · Goldman Sachs to pay $15 million to CFTC for index-swap violations Provided by Dow Jones Apr 10, 2024 12:13 PM PDT Goldman Sachs (GS) settled charges Monday with the Commodity Futures Trading... WebMar 1, 2024 · The Commodity Futures Trading Commission (CFTC) announcedthe appointment of longtime federal prosecutor Ian McGinley as the agency’s new director …
WebCommodity Futures Trading Commission CFTC Webwww.cftc.gov
Web2 days ago · Dive Brief: Goldman Sachs agreed to pay $15 million to settle charges that it “ failed to disclose dozens of pre-trade-mid-market marks ... and failed to communicate to clients in a fair and balanced manner,” the Commodity Futures Trading Commission said Monday. In 2015 and 2016, when selling certain swaps, Goldman would quote two … WebThe CFTC appreciates the assistance of the Department of Justice, Fraud Section. The Division of Enforcement staff members responsible for this case are Rebecca Jelinek, Steve Turley, Tom Simek, Chris Reed, and Charles Marvine.
WebJan 21, 2024 · CFTC Whistleblower Reward Program Under the CFTC Whistleblower Reward Program, the CFTC will issue awards to whistleblowers who provide original information about violations of the Commodity Exchange Act that leads to enforcement actions with total monetary sanctions in excess of $1 million.
WebOct 4, 2024 · The SEC and CFTC noted that the firms’ failures to maintain and preserve communications likely deprived the SEC and CFTC of these communications in various investigations. Gurbir S. Grewal, Director of the SEC’s Division of Enforcement, previously cautioned that communications traveling through unsupervised channels might also … how to restore mssql database on bigrockWebSep 20, 2024 · Gretchen L. Lowe is the Acting Director and Chief Counsel of the Division of Enforcement at the Commodity Futures Trading Commission. The Division of … how to restore missing emails in outlookWebOct 13, 2024 · The CFTC noted that full details of FY2024 enforcement actions will be released as part of the agency’s annual Enforcement Report set to be published later … how to restore mohgs great runeWebJul 6, 2024 · — CFTC (@CFTC) July 5, 2024 “Timely and accurate reporting of swaps transactions by registered swaps dealers is critical to the CFTC’s mission to protect market participants and ensure market transparency and integrity,” said CFTC Acting Director of Enforcement Gretchen Lowe. Case Background how to restore missing taskbar iconsWeb2 days ago · The Commodity Futures Trading Commission (CFTC) has filed charges against Rashawn Russell, an individual who allegedly solicited retail investors to invest in a digital asset trading fund.... how to restore my blackstone griddleWeb7 hours ago · Nishad Singh, Former Director of Engineering of FTX, Charged by DOJ, SEC and CFTC and Agrees to Cooperate with Regulators On February 28, 2024, Nishad Singh, 27, the former Director of Engineering of FTX, pled guilty to criminal charges arising from the collapse of FTX and agreed to cooperate with federal prosecutors. northeastern ducksWeb2 days ago · Customers and other individuals can report suspicious activities or information, such as possible violations of commodity trading laws, to the Division of Enforcement via a toll-free hotline 866-FON-CFTC (866-366-2382), file a tip or complaint online, or contact the CFTC Whistleblower Office. northeastern dublin